Justin brings over 20 years of wide-ranging experience in compliance, training, and regulation in the financial services sector. Most recently, he served as Head of Compliance Training at Bank of China where he led the compliance training function and created and monitored the annual training plan through a thorough training needs analysis. Previously he served as Macquarie Group’s Head of Americas Compliance Training and JPMorgan Chase’s Compliance Training Manager. Justin also worked for FINRA, a US regulator, where he created Examiner University to train examiners on how to perform their function.
November 10 2021
01 : 00 PM EST
Data protection and privacy is an important issue this day for the public. Rules & regulations for organizations are becoming stricter as we move forward. The California Consumer Privacy Act will provide people with more control over their privacy and personal data. It’s essential to understand the various aspects and conditions, as well as the implications of wrongdoing for organizations.Areas Co..
December 3 2021
01 : 00 PM EST
The agencies that comprise the Federal Financial Institutions Examination Council (FFIEC) created the FFIEC Bank Secrecy Act/Anti-Money Laundering (BSA/AML) Examination Manual. These examination procedures apply to banks, savings and loan associations, savings associations, credit unions, and branches, agencies, and representative offices of foreign banks.Manual provides guidance to examiners for carrying o..
During this webinar, we will discuss the Nacha operating rules and how they impact your organization or specifically, your role. Due to the ever-changing regulatory landscape for financial institutions, rules & regulations keep changing or new ones are added, that address back-office functionality. Nacha operating rules describe and outline the path to follow.Areas CoveredOverview and backgroundNacha Op..
Regulators have become even more focused to ensure financial institutions are operating with the consumer in mind. This has been an area of focus during examinations over the last few years.Understanding the regulatory compliance for deposits is important for anyone dealing in bank compliance. During this webinar, we will explore consumer compliance regulations for deposits in our current regulatory climate..
During this webinar, we will review a definition of an unfair act or practice, and unfair and deceptive credit under UDAAP, and unfair debt collection under the Fair Debt Collection Practices Act. Due to the ever-changing regulatory landscape for financial institutions, rules & regulations that address UDAAP are important to understand. Discrimination is becoming a topic that learners need to understand..