Fundamentals Of CIP, CDD, EDD, CTR And Current Issues
Justin brings over 20 years of wide-ranging experience in compliance,
training, and regulation in the financial services sector. Most
recently, he served as Head of Compliance Training at Bank of China
where he led the compliance training function and created and monitored
the annual training plan through a thorough training needs analysis.
Previously he served as Macquarie Group’s Head of Americas Compliance
Training and JPMorgan Chase’s Compliance Training Manager. Justin also
worked for FINRA, a US regulator, where he created Examiner University
to train examiners on how to perform their function.
During this webinar, we will go over the fundamentals of CIP, CDD, EDD, CTR, and also, current Issues that impact your day-to-day. Due to the ever-changing regulatory landscape for financial institutions, rules & regulations regarding financial crimes are increasing. It’s important to understand the red flags associated with reporting, customer interaction, and on the IT side, but also the fundamental side.
- Overview and background
- Fundamentals of CIP, CDD, and EDD
- Reporting for CTR, SAR, CIMR
- Future changes
Course Level - Intermediate
Who Should Attend
Financial services and anyone dealing with the Board of Governors of the Federal Reserve System (FRB), the Federal Deposit Insurance Corporation (FDIC), the National Credit Union Administration (NCUA), the Office of the Comptroller of the Currency (OCC), and the Consumer Financial Protection Bureau (CFPB).